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SIPC

Speeches and Testimony

  • Oversight of the Securities Investor Protection Corporation

    September 30, 2015 Hearing before the Subcommittee on Securities, Insurance, and Investment of the Senate Committee on Banking, Housing, and Urban Affairs

    Witnesses included Stephen P. Harbeck, President & Chief Executive Officer, SIPC

    Stephen P. Harbeck's Statement

  • A Legislative Proposal to Amend the Securities Investor Protection Act

    November 21, 2013 Hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the House Committee on Financial Services

    Witnesses included Stephen P. Harbeck, President & Chief Executive Officer, SIPC

    Stephen P. Harbeck's Statement

  • The Securities Investor Protection Corporation: Past, Present, and Future

    March 7, 2012 Hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the House Committee on Financial Services

    Witnesses included Stephen P. Harbeck, President & Chief Executive Officer, SIPC and Sharon Y. Bowen, Acting Chairman of the Board, SIPC

    Stephen P. Harbeck's Statement

    Sharon Y. Bowen's Statement

  • Assessing the Limitations of the Securities Investor Protection Act

    September 23, 2010 Hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the House Committee on Financial Services

    Witnesses included Orlan M. Johnson, Chairman of the Board, SIPC

    Orlan M. Johnson's Statement

  • Additional Reforms to the Securities Investor Protection Act

    December 9, 2009 Hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the House Committee on Financial Services

    Witnesses included Stephen P. Harbeck, President & Chief Executive Officer, SIPC

    Stephen P. Harbeck's Statement

  • Madoff Investment Securities Fraud: Regulatory and Oversight Concerns and the Need for Reform

    January 27, 2009 Hearing before the Senate Committee on Banking, Housing, and Urban Affairs

    Witnesses included Stephen P. Harbeck, President & Chief Executive Officer, SIPC

    Stephen P. Harbeck's Statement

  • Assessing the Madoff Ponzi Scheme and the Need for Regulatory Reform

    January 5, 2009 Hearing before the House Committee on Financial Services

    Witnesses included Stephen P. Harbeck, President & Chief Executive Officer, SIPC

    Stephen P. Harbeck's Statement